Michael Dorman v. The Charles Schwab Corporation, et al
Original Case: 4:17-cv-00285
| Ninth Circuit U.S. Court of Appeals | |
| Case #: | 0:18-cv-15281 |
| Type | civil / private |
| Nature of Suit | 791 Labor - Employee Retirement Income Security Act |
| Case Filed: | Feb 21, 2018 |
| Terminated: | Aug 20, 2019 |
| Last checked: Thursday Aug 22, 2019 1:33 AM PDT |
|
Defendant - Appellant
THE CHARLES SCHWAB CORPORATION
|
Represented By
|
|
Defendant - Appellant
CHARLES SCHWAB & CO., INC.
|
Represented By
|
|
Defendant - Appellant
SCHWAB RETIREMENT PLAN SERVICES, INC.
|
Represented By
|
|
Defendant - Appellant
CHARLES SCHWAB BANK
|
Represented By
|
|
Defendant - Appellant
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
|
Represented By
|
|
Defendant - Appellant
WALTER W. BETTINGER III
|
Represented By
|
|
Defendant - Appellant
CHARLES R. SCHWAB
|
Represented By
|
|
Defendant - Appellant
JOSEPH R. MARTINETTO
|
Represented By
|
|
Defendant - Appellant
MARTHA TUMA
|
Represented By
|
|
Defendant - Appellant
JAY ALLEN
|
Represented By
|
|
Defendant - Appellant
DAVE CALLAHAN
|
Represented By
|
|
Defendant - Appellant
JOHN C. CLARK
|
Represented By
|
|
Plaintiff - Appellee
MICHAEL F. DORMAN, individually as a participant in the SCHWAB PLAN RETIREMENT SAVINGS AND INVESTMENT PLAN and on behalf of a class of all those similarly situated
|
Represented By
|
GPO
Aug 20 2019
FILED OPINION (RONALD M. GOULD, SANDRA S. IKUTA and BENITA Y. PEARSON) REVERSED and REMANDED. Judge: BYP Authoring. FILED AND ENTERED JUDGMENT. [11403027] |
| 1. | Charles Schwab lawsuit win has big implications for all 401(k) plans (investmentnews.com) |
| Submitted Thu 08/22/2019 | |
| Docket last updated: 08/22/2019 1:30 AM PDT |
| Wednesday, February 21, 2018 | ||
| 1 | 1 DOCKETED CAUSE AND ENTERED APPEARANCES OF COUNSEL. SEND MQ: Yes. The schedule is set as follows: Mediation Questionnaire due on 02/28/2018. Appellants Jay Allen, Walter W. Bettinger III, Dave Callahan, Charles Schwab & Co., Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services, Inc., The Charles Schwab Corporation and Martha Tuma opening brief due 04/24/2018. Appellee Michael F. Dorman answering brief due 05/24/2018. Appellant's optional reply brief is due 21 days after service of the answering brief. [10772384] (RT) [Entered: 02/21/2018 04:31 PM] | |
|
Att: 1
2 pgs
Mediation Letter
|
||
|
Att: 2
2 pgs
Mediaiton Questionnaire
|
||
|
Att: 3
9 pgs
Case Opening Packet
|
||
|
Att: 4
3 pgs
Docketing Letter
|
||