In re: Facebook, Inc., IPO Sec
Original Case: 1:12-md-02389
| Second Circuit U.S. Court of Appeals | |
| Case #: | 0:14-cv-00457 |
| Type | civil / private |
| Nature of Suit | 360 Torts - Personal Injury - Other Personal Injury |
| Case Filed: | Feb 18, 2014 |
| Terminated: | Apr 05, 2017 |
| Last checked: Friday Apr 07, 2017 4:36 AM EDT |
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Amicus Curiae
United States Chamber of Commerce
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Amicus Curiae
UBS Securities LLC
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Amicus Curiae
New York Stock Exchange LLC
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Amicus Curiae
NYSE Arca, Inc.
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Amicus Curiae
NYSE MKT LLC
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Defendant
Marc L. Andreessen
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Defendant
Barclays Capital Inc.
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Defendant
Erskine B. Bowles
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Defendant
James W. Breyer
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Defendant
David A. Ebersman
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Defendant
Facebook, Inc., a Delaware corporation
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Defendant
Donald E. Graham
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Defendant
Reed Hastings
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Defendant
Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant
David Spillane
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Defendant
Peter A. Thiel
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Defendant
Mark E. Zuckerberg
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Defendant
Allen & Company LLC
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Defendant
BMO Capital Markets Corp.
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Defendant
Blaylock Robert Van, LLC
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Defendant
C.L. King & Associates, Inc.
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Defendant
Cabrera Capital Markets, LLC
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Defendant
CastleOak Securities, L.P.
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Defendant
CitiGroup Global Market, Inc.
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Defendant
Cowen and Company, LLC
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Defendant
Credit Suisse Securities (USA) LLC
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Defendant
Deutsche Bank Securities Incorporated
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Defendant
E Trade Securities LLC
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Defendant
Itau BBA USA Securities, Inc.
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Defendant
Lazard Capital Markets LLC
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Defendant
Lebenthal & Co., LLC
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Defendant
Loop Capital Markets LLC
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Defendant
M.R. Beal & Company
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Defendant
Macquarie Capital (USA) Inc.
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Defendant
Morgan Stanley & Co. LLC
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Defendant
Muriel Siebert & Co., Inc.
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Defendant
Oppenheimer & Co., Inc.
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Defendant
Pacific Crest Securities LLC
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Defendant
Piper Jaffray & Co.
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Defendant
RBC Capital Markets, LLC
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Defendant
Raymond James & Associates, Inc.
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Defendant
Samuel A. Ramirez & Company, Inc.
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Defendant
Sheryl K. Sandberg
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Defendant
The Williams Capital Group, L.P.
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Defendant
Wells Fargo Securities, LLC
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Defendant
William Blair & Company, L.L.C.
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Defendant
Goldman, Sachs & Co.
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Defendant
NASDAQ OMX Group, Inc.
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Defendant
Lawrence Corneck, Individually and on behalf of all others similarly situated
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Defendant
Jill D. Simon
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Defendant
Citigroup Global Markets Inc.
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Defendant
Merrill Lynch
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Defendant
Pierce, Fenner & Smith Inc.
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Defendant
Allen & Facebook (sic) LLC
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Defendant
William Blair & Facebook (sic) LLC
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Defendant
M.R. Beal & Facebook (sic)
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Defendant
Cowen and Facebook (sic) LLC
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Defendant
Stifel, Nicolaus & Company, Incorporated
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Defendant
Samuel A. Ramirez & Facebook (sic) Inc
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Defendant
Kevin Hicks, individually and on behalf of all others similarly situated
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Defendant
Linh Luu, individually and on behalf of all others similarly situated
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Defendant
Harvey Lapin, Individually and On Behalf of All Others Similarly Situated
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Defendant
King & Associates, Inc.
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Defendant
David E. (sic) Ebersman
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Defendant
Nick E. Tran
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Defendant
Nasdaq Stock Market, Incorporated
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Defendant
Uma M. Swaminathan
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Defendant
Cipora Herman
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Defendant
J.P. Morgan Securities LLC
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Defendant
Oppenheimer & Co. Inc.
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Defendant
Samuel A. Ramirez & Co. Inc.
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Defendant - Appellant
The Nasdaq Stock Market, LLC, a Foreign Limited Liability Company
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Defendant - Appellant
NASDAQ OMX Group, Inc.
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Defendant - Appellant
Robert Greifeld
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Defendant - Appellant
Anna M. Ewing
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Plaintiff
Thomas E. Nelson, individually and behalf of all others similarly situated
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Plaintiff
Rock Southward, Derivatively on Behalf of Himself &All Others Similarly Situated
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Plaintiff
Lidia Levy, on behalf of herself and all others similarly situated
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Plaintiff
John Gregory, on behalf of himself and all other similarly situated.
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Plaintiff - Appellee
Avatar Securities, LLC
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Plaintiff - Appellee
Meredith Bailey, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Dmitri Bougakov, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Ryan Cefalu, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Lorrain Chin
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Plaintiff - Appellee
First New York Securities L.L.C.
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Plaintiff - Appellee
Atish Gandhi, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Phillip Goldberg, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Eric Hamrick, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Steve Jarvis
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Plaintiff - Appellee
Joe Johnson, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Nuhket Kayahan, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
David Kenton, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Dennis Kuhn, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Benjamin Levine, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Katerhine Loiacono, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Crystal McMahon, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
George Michalitsianos, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Randy Teresa Mielke, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Jacinto Rivera, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Faisal Sami, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Sanjeev Sharma, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Colin Suzman, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
T3 Trading Group, LLC
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Plaintiff - Appellee
Vijay Akkaraju
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Plaintiff - Appellee
Alexis Alexander, as custodian for Chloe Sophie Alexander
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Plaintiff - Appellee
Brian Roffe Profit Sharing Plan, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Jose Galvan
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Plaintiff - Appellee
Mary Galvan
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Plaintiff - Appellee
Robert Herpst, Individually, on behalf of all others similarly situated
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Plaintiff - Appellee
Sanjay Israni, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
KBC Asset Management N.V., and the Employees' Retirement System of the Government of the Virgin Islands (Collectively, the Institutional Investors)
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Plaintiff - Appellee
Douglas M. Lightman, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Dennis Palkon, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Rick Pond
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Plaintiff - Appellee
Jacob Salzmann, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Michael Spatz
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Plaintiff - Appellee
Maren Twining, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Goldrich Cousins P.C. 401(k) Profit Sharing Plan &Trust
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Plaintiff - Appellee
Irving S. Braun, Individually
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Plaintiff - Appellee
Edward Childs, Derivately on Behalf of Himself and All Others Similarly Situated
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Plaintiff - Appellee
Kathy Reichenbaum, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Jun Yan, on behalf of herself and all others similarly situated
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Plaintiff - Appellee
Elbita Alfonso
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Plaintiff - Appellee
Vicky Jones
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Plaintiff - Appellee
Phyllis Peterson
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Plaintiff - Appellee
Jerry Rayborn, on behalf of themselves and all others similarly situated
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Plaintiff - Appellee
Edward Vernoff
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Plaintiff - Appellee
Justin F. Lazard, on behalf of himself and all others similarly situated
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Plaintiff - Appellee
Sylvia Gregorcyzk, on behalf of herself and all others similarly situated
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Plaintiff - Appellee
Peter Brinckerhoff
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Plaintiff - Appellee
Garrett Garrison
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Plaintiff - Appellee
David Goldber, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Kevin Hyms, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Richard P. Eannarino, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Peter Mamula, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Khodayar Amin, on behalf of himself and all others similarly situated
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Plaintiff - Appellee
Elliot Leitner, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Barbara Steinman, on behalf of herself and all others similarly situated
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Plaintiff - Appellee
Howard Savitt, on behalf of himself and all others similarly situated
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Plaintiff - Appellee
Chad Roderick
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Plaintiff - Appellee
Eugene Stricker, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Steve Sexton, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Keith Wise, Individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Jonathan R. Simon
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Plaintiff - Appellee
James Chang, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Sameer Ansari, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Darryl Lazar, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Michael Lieber, individually and on behalf of other members of the general public similarly situated
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Plaintiff - Appellee
Thoma J. Ahrendtsen
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Plaintiff - Appellee
Aaron M. Levine, Individually, and on behalf of all others similarly situated
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Plaintiff - Appellee
Karen Cuker, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Brian Gralnick, individually and on behalf of all others similarly situated
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Plaintiff - Appellee
Jennifer Stokes, Individually and On Behalf of All Others Similarly Situated
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Plaintiff - Appellee
William Cole, Derivatively on Behalf of Facebook, Inc.
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Plaintiff - Appellee
Vernon R. DeMois, Jr., Individually and On Behalf of All Others Similarly Situated
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Plaintiff - Appellee
Hal Hubuschman, Derivately on Behalf of Facebook, Inc.,
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Plaintiff - Appellee
Edward Shierry, Individually and On Behalf of All Others Similary Situated
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Plaintiff - Appellee
Janis Fleming
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Plaintiff - Appellee
Gaye Jones, Derivatively on Behalf of Facebook Inc.
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Plaintiff - Appellee
Holly McConnaughey, Derivatively on Behalf of Facebook Inc.
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Plaintiff - Appellee
Robert Lowinger
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Plaintiff - Appellee
Steve Griffis
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Plaintiff - Appellee
KBC Asset Management NV, and the Employees' Retirement System of the Government of the Virgin Islands (Collectively, the Institutional Investors)
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Represented By
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| Docket last updated: 04/07/2017 4:29 AM EDT |
| Tuesday, February 18, 2014 | ||
| 1 | 1
NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc. and The Nasdaq Stock Market L.L.C., FILED. [1159762] [14-457]
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| 2 | 2
DISTRICT COURT OPINION, dated 02/14/2014, RECEIVED.[1159772] [14-457]
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| 3 | 3
ELECTRONIC INDEX, in lieu of record, FILED.[1159773] [14-457]
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