In re: Facebook, Inc., IPO Sec
Original Case: 1:12-md-02389
| Second Circuit U.S. Court of Appeals | |
| Case #: | 0:14-cv-00632 |
| Type | civil / private |
| Nature of Suit | 360 Torts - Personal Injury - Other Personal Injury |
| Case Filed: | Mar 03, 2014 |
| Terminated: | Jul 24, 2015 |
| Last checked: Friday Sep 18, 2015 1:01 PM EDT |
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Amicus Curiae
Mary Galvan
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Represented By
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Amicus Curiae
North Carolina Department of State Treasurer, on behalf of the North Carolina Retirement Systems
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Represented By
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Amicus Curiae
Arkansas Teacher Retirement System
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Represented By
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Amicus Curiae
Fresno County Employees' Retirement Association
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Represented By
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Amicus Curiae
Jose Galvan
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Represented By
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Defendant
Barclays Capital Inc.
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Defendant
Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant
David Spillane
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Defendant
Allen & Company LLC
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Defendant
BMO Capital Markets Corp.
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Defendant
Blaylock Robert Van, LLC
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Defendant
C.L. King & Associates, Inc.
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Defendant
Cabrera Capital Markets, LLC
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Defendant
Castleoak Securities, L.P.
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Defendant
CitiGroup Global Market, Inc.
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Defendant
Cowen and Company, LLC
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Defendant
Credit Suisse Securities (USA) LLC
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Defendant
Deutsche Bank Securities Incorporated
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Defendant
E Trade Securities LLC
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Defendant
ITAU BBA USA Securities, Inc.
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Defendant
Lazard Capital Markets LLC
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Defendant
Lebenthal & Co., LLC
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Defendant
Loop Capital Markets LLC
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Defendant
M.R. Beal & Company
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Defendant
Macquarie Capital (USA) Inc.
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Defendant
Muriel Siebert & Co., Inc.
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Defendant
Oppenheimer & Co., Incorporated
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Defendant
Pacific Crest Securities LLC
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Defendant
Piper Jaffray & Co.
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Defendant
RBC Capital Markets, LLC
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Defendant
Raymond James & Associates, Inc.
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Defendant
Samuel A. Ramirez & Company, Inc.
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Defendant
The Williams Capital Group, L.P.
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Defendant
Wells Fargo Securities, LLC
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Defendant
William Blair & Company, L.L.C.
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Defendant
Goldman Sachs & Co.
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Defendant
Lawrence Corneck, Individually and on behalf of all others similarly situated
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Defendant
Jill D. Simon
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Defendant
Citigroup Global Markets Inc.
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Defendant
Merrill Lynch
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Defendant
Pierce, Fenner & Smith Inc.
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Defendant
Allen & Facebook (sic) LLC
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Defendant
William Blair & Facebook (sic) LLC
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Defendant
M.R. Beal & Facebook (sic)
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Defendant
Cowen and Facebook (sic) LLC
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Defendant
Stifel, Nicolaus & Company, Incorporated
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Defendant
Samuel A. Ramirez & Facebook (sic) Inc
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Defendant
Kevin Hicks, individually and on behalf of all others similarly situated
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Defendant
Linh Luu, individually and on behalf of all others similarly situated
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Defendant
Harvey Lapin, Individually and On Behalf of All Others Similarly Situated
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Defendant
King & Associates, Inc.
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Defendant
David E. (sic) Ebersman
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Defendant
Nick E. Tran
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Defendant
The Nasdaq Stock Market, LLC, a Foreign Limited Liability Company
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Defendant
Nasdaq Stock Market, Incorporated
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Defendant
NASDAQ OMX Group, Inc.
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Defendant
Uma M. Swaminathan
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Defendant
Robert Greifeld
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Defendant
Anna M. Ewing
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Defendant
J.P. Morgan Securities LLC
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Defendant
Morgan Stanley & Co. LLC
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Defendant - Appellee
Marc L. Andreessen
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Represented By
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Defendant - Appellee
Erskine B. Bowles
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Represented By
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Defendant - Appellee
James W. Breyer
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Defendant - Appellee
David A. Ebersman
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Defendant - Appellee
Facebook, Inc., a Delaware corporation
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Defendant - Appellee
Goldman Sachs & Co.
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Defendant - Appellee
Donald E. Graham
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Defendant - Appellee
Reed Hastings
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Represented By
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Defendant - Appellee
J.P. Morgan Securities LLC
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Defendant - Appellee
Peter A. Thiel
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Represented By
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Defendant - Appellee
Mark E. Zuckerberg
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Represented By
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Defendant - Appellee
Morgan Stanley & Co. LLC
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Represented By
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Defendant - Appellee
Sheryl K. Sandberg
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Represented By
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Defendant - Appellee
Cipora Herman
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Represented By
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Plaintiff
Thomas E. Nelson, individually and behalf of all others similarly situated
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Plaintiff
Rock Southward, Derivatively on Behalf of Himself &All Others Similarly Situated
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Plaintiff
Lidia Levy, on behalf of herself and all others similarly situated
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Plaintiff
Avatar Securities, LLC
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Plaintiff
Meredith Bailey, on behalf of themselves and all others similarly situated
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Plaintiff
Dmitri Bougakov, on behalf of themselves and all others similarly situated
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Plaintiff
Ryan Cefalu, on behalf of themselves and all others similarly situated
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Plaintiff
Lorrain Chin
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Plaintiff
First New York Securities L.L.C.
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Plaintiff
Atish Gandhi, on behalf of themselves and all others similarly situated
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Plaintiff
Phillip Goldberg, on behalf of themselves and all others similarly situated
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Plaintiff
Eric Hamrick, on behalf of themselves and all others similarly situated
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Plaintiff
Steve Jarvis
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Plaintiff
Joe Johnson, on behalf of themselves and all others similarly situated
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Plaintiff
Nuhket Kayahan, on behalf of themselves and all others similarly situated
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Plaintiff
David Kenton, on behalf of themselves and all others similarly situated
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Plaintiff
Dennis Kuhn, on behalf of themselves and all others similarly situated
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Plaintiff
Benjamin Levine, on behalf of themselves and all others similarly situated
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Plaintiff
Katerhine Loiacono, on behalf of themselves and all others similarly situated
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Plaintiff
Crystal McMahon, on behalf of themselves and all others similarly situated
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Plaintiff
George Michalitsianos, on behalf of themselves and all others similarly situated
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Plaintiff
Randy Teresa Mielke, on behalf of themselves and all others similarly situated
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Plaintiff
Jacinto Rivera, on behalf of themselves and all others similarly situated
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Plaintiff
Faisal Sami, on behalf of themselves and all others similarly situated
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Plaintiff
Sanjeev Sharma, on behalf of themselves and all others similarly situated
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Plaintiff
Colin Suzman, on behalf of themselves and all others similarly situated
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Plaintiff
T3 Trading Group, LLC
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Plaintiff
Vijay Akkaraju
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Plaintiff
Alexis Alexander, as custodian for Chloe Sophie Alexander
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Plaintiff
Brian Roffe Profit Sharing Plan, Individually and on behalf of all others similarly situated
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Plaintiff
Jose Galvan
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Plaintiff
Mary Galvan
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Plaintiff
Robert Herpst, Individually, on behalf of all others similarly situated
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Plaintiff
Sanjay Israni, on behalf of themselves and all others similarly situated
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Plaintiff
KBC Asset Management N.V., and the Employees' Retirement System of the Government of the Virgin Islands (Collectively, the Institutional Investors)
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Plaintiff
Douglas M. Lightman, Individually and on behalf of all others similarly situated
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Plaintiff
Dennis Palkon, Individually and on behalf of all others similarly situated
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Plaintiff
Rick Pond
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Plaintiff
Jacob Salzmann, Individually and on behalf of all others similarly situated
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Plaintiff
Michael Spatz
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Plaintiff
Maren Twining, Individually and on behalf of all others similarly situated
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Plaintiff
Goldrich Cousins P.C. 401(k) Profit Sharing Plan &Trust
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Plaintiff
Irving S. Braun, Individually
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Plaintiff
Edward Childs, Derivately on Behalf of Himself and All Others Similarly Situated
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Plaintiff
Kathy Reichenbaum, Individually and on behalf of all others similarly situated
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Plaintiff
Jun Yan, on behalf of herself and all others similarly situated
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Plaintiff
Elbita Alfonso
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Plaintiff
Vicky Jones
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Plaintiff
Phyllis Peterson
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Plaintiff
Jerry Rayborn, on behalf of themselves and all others similarly situated
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Plaintiff
Edward Vernoff
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Plaintiff
Justin F. Lazard, on behalf of himself and all others similarly situated
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Plaintiff
Sylvia Gregorcyzk, on behalf of herself and all others similarly situated
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Plaintiff
Peter Brinckerhoff
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Plaintiff
Garrett Garrison
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Plaintiff
David Goldber, individually and on behalf of all others similarly situated
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Plaintiff
Kevin Hyms, individually and on behalf of all others similarly situated
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Plaintiff
Richard P. Eannarino, Individually and on behalf of all others similarly situated
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Plaintiff
Peter Mamula, Individually and on behalf of all others similarly situated
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Plaintiff
Khodayar Amin, on behalf of himself and all others similarly situated
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Plaintiff
Elliot Leitner, individually and on behalf of all others similarly situated
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Plaintiff
Barbara Steinman, on behalf of herself and all others similarly situated
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Plaintiff
Howard Savitt, on behalf of himself and all others similarly situated
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Plaintiff
Chad Roderick
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Plaintiff
Eugene Stricker, individually and on behalf of all others similarly situated
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Plaintiff
Steve Sexton, Individually and on behalf of all others similarly situated
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Plaintiff
Keith Wise, Individually and on behalf of all others similarly situated
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Plaintiff
Jonathan R. Simon
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Plaintiff
James Chang, individually and on behalf of all others similarly situated
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Plaintiff
Sameer Ansari, individually and on behalf of all others similarly situated
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Plaintiff
Darryl Lazar, individually and on behalf of all others similarly situated
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Plaintiff
Michael Lieber, individually and on behalf of other members of the general public similarly situated
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Plaintiff
Thoma J. Ahrendtsen
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Plaintiff
Aaron M. Levine, Individually, and on behalf of all others similarly situated
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Plaintiff
Karen Cuker, individually and on behalf of all others similarly situated
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Plaintiff
Brian Gralnick, individually and on behalf of all others similarly situated
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Plaintiff
Jennifer Stokes, Individually and On Behalf of All Others Similarly Situated
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Plaintiff
William Cole, Derivatively on Behalf of Facebook, Inc.
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Plaintiff
Vernon R. DeMois, Jr., Individually and On Behalf of All Others Similarly Situated
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Plaintiff
Hal Hubuschman, Derivately on Behalf of Facebook, Inc.,
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Plaintiff
Edward Shierry, Individually and On Behalf of All Others Similary Situated
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Plaintiff
Janis Fleming
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Plaintiff
Robert Lowinger
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Plaintiff
Steve Griffis
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Plaintiff - Appellant
Gaye Jones, Derivatively on Behalf of Facebook Inc.
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Represented By
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Plaintiff - Appellant
Holly McConnaughey, Derivatively on Behalf of Facebook Inc.
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Represented By
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GPO
Jul 24 2015
OPINION, affirming the district court judgment, by DJ, RSP, PWH, C.JJ., FILED.[1561415] [14-632] |
| 1. | Facebook defeats shareholder litigation over IPO (yahoo.com) |
| Submitted Mon 07/27/2015 | |
| Docket last updated: 09/04/2015 8:21 AM EDT |
| Monday, March 03, 2014 | ||
| 1 | 1
NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellant Gaye Jones and Holly McConnaughey, FILED. [1170052] [14-632]
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| 2 | 2
DISTRICT COURT OPINION, dated 12/20/2013, RECEIVED.[1170058] [14-632]
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| 3 | 3
DISTRICT COURT JUDGMENT, dated 01/29/2014, RECEIVED.[1170061] [14-632]
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| 4 | 4
ELECTRONIC INDEX, in lieu of record, FILED.[1170064] [14-632]
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