California Northern District Court
Judge:Kandis A Westmore
Case #: 4:25-cv-00807
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:78m(a) Securities Exchange Act
Case Filed:Jan 23, 2025
Last checked: Tuesday Jan 28, 2025 5:06 AM PST
Defendant
Charles Schwab & Co.
Plaintiff
Jan Harris
101 Aupuni Street, # 420
Hilo, HI 96720


Docket last updated: 11 hours ago
Saturday, February 01, 2025
4 4 notice Certificate of Interested Entities, Corporate Disclosure Statement, or Rule 7.1 Disclosures Sat 02/01 4:29 PM
Certificate of Interested Entities by Jan Harris (Harris, Jan)
Related: [-]
3 3 misc Consent/Declination to Proceed Before a US Magistrate Judge Sat 02/01 2:51 PM
CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Jan Harris.. (Harris, Jan)
Related: [-]
Thursday, January 23, 2025
2 2 order Initial Case Management Scheduling Order with ADR Deadlines Mon 01/27 3:01 PM
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/22/2025. Initial Case Management Conference set for 4/29/2025 01:30 PM in Oakland, - Videoconference Only. (krp, COURT STAFF) Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
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1 1 20 pgs cmp Complaint Mon 01/27 2:59 PM
COMPLAINT for Violations of Section 10(b) of The Exchange Act 1934 and for Breach of Trust against Charles Schwab & Co. (Filing fee $ 405, Receipt number 311171683). Filed by Jan Harris. Consent/Declination due by 2/6/2025.(krp, COURT STAFF)
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Att: 1 Receipt for Civil Filing Fee,
Att: 2 Civil Cover Sheet,
Att: 3 Envelope