United States Securities and Exchange Commission v. Spargo et al
| Arizona District Court | |
| Judge: | Deborah M Fine |
| Case #: | 2:25-cv-01043 |
| Nature of Suit | 850 Other Statutes - Securities/Commodities/Exchange |
| Cause | 15:78m(a) Securities Exchange Act |
| Case Filed: | Mar 28, 2025 |
| Last checked: Tuesday Apr 01, 2025 1:12 AM MST |
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Defendant
CannaCloud Incorporated
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Defendant
D.A. Spargo & Company LLC
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Defendant
David A Spargo
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Plaintiff
United States Securities and Exchange Commission
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Represented By
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| Docket last updated: 04/03/2025 11:59 PM MST |
| Wednesday, April 02, 2025 | ||
| 9 | 9
service
Summons Issued
Wed 04/02 6:25 AM
Summons Issued as to CannaCloud Incorporated, D.A. Spargo & Company LLC, David A Spargo.(BAS) |
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Att: 1
Summons
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| Tuesday, April 01, 2025 | ||
| 8 | 8
motion
Approve Consent Judgment
Tue 04/01 10:42 AM
MOTION to Approve Consent Judgment of Defendant D.A. Spargo & Co. LLC by United States Securities and Exchange Commission.(Johnson, Alec) |
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Att: 1
Proposed Order
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| 7 | 7
motion
Approve Consent Judgment
Tue 04/01 10:38 AM
MOTION to Approve Consent Judgment of Defendant CannaCloud, Inc. by United States Securities and Exchange Commission.(Johnson, Alec) |
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Att: 1
Proposed Order
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| 6 | 6
motion
Approve Consent Judgment
Tue 04/01 10:32 AM
MOTION to Approve Consent Judgment of Defendant David A. Spargo by United States Securities and Exchange Commission.(Johnson, Alec) |
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Att: 1
Proposed Order
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| 5 | 5
service
Summons Submitted
Tue 04/01 9:31 AM
SUMMONS Submitted by United States Securities and Exchange Commission.(Johnson, Alec) |
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Att: 1
Summons
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| Monday, March 31, 2025 | ||
| 4 | 4 NOTICE TO FILER OF DEFICIENCY re:2 Summons Submitted filed by United States Securities and Exchange Commission. All three Defendants listed on the same form. FOLLOW-UP ACTION REQUIRED: Please submit three separate forms (one for each Defendant) using the following: Civil, Amended Pleadings and Service, Service of Process, Summons Submitted. NOTICE TO FILER OF DEFICIENCY re:1 Complaint filed by United States Securities and Exchange Commission FOLLOW-UP ACTION REQUIRED: Attorney must update PACER account to match law firm information on pleading: Heather C Gorman . Law firm name listed on pleading: Securities and Exchange Commission . Law firm in CM-ECF Account: Latham & Watkins LLP . Deficiency must be corrected within one business day of this notice. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (REK) | |
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misc
Notice of Deficiency (Text Only)
Mon 03/31 1:49 PM
NOTICE TO FILER OF DEFICIENCY re:2 Summons Submitted filed by United States Securities and Exchange Commission. All three Defendants listed on the same form. FOLLOW-UP ACTION REQUIRED: Please submit three separate forms (one for each Defendant) using the following: Civil, Amended Pleadings and Service, Service of Process, Summons Submitted. NOTICE TO FILER OF DEFICIENCY re:1 Complaint filed by United States Securities and Exchange Commission FOLLOW-UP ACTION REQUIRED: Attorney must update PACER account to match law firm information on pleading: Heather C Gorman . Law firm name listed on pleading: Securities and Exchange Commission . Law firm in CM-ECF Account: Latham & Watkins LLP . Deficiency must be corrected within one business day of this notice. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (REK) |
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| Friday, March 28, 2025 | ||
| 3 | 3
misc
New Case Opened
Mon 03/31 1:43 PM
This case has been assigned to the Honorable Deborah M Fine. All future pleadings or documents should bear the correct case number: CV 25-01043 PHX-DMF. Magistrate Election form attached.(REK) |
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Att: 1
Magistrate Consent Form
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| 2 | 2
service
Summons Submitted
Mon 03/31 1:42 PM
SUMMONS Submitted by United States Securities and Exchange Commission. (submitted by Alec Johnson) (REK) |
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| 1 | 1
17
pgs
cmp
Complaint
Mon 03/31 1:40 PM
COMPLAINT filed by United States Securities and Exchange Commission. (submitted by Alec Johnson)(REK) |
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Att: 1
Civil Cover Sheet
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