Faller v. UnitedHealth Group Incorporated et al

New York Southern District Court
Judge:Alvin K Hellerstein
Case #: 1:25-cv-03799
Nature of Suit850 Other Statutes - Securities/Commodities/Exchange
Cause15:78m(a) Securities Exchange Act
Case Filed:May 07, 2025
Terminated:May 29, 2025
Last checked: Wednesday May 07, 2025 1:09 PM EDT
Defendant
John Rex
Defendant
UnitedHealth Group Incorporated
Defendant
Andrew Witty
Plaintiff
Roberto Faller
Represented By
Phillip C. Kim
The Rosen Law Firm
contact info


Docket last updated: 06/10/2025 11:59 PM EDT
Thursday, May 29, 2025
11 11 order Notice of Voluntary Dismissal - Signed ~Util - Add and Terminate Parties Thu 05/29 6:22 PM
NOTICE OF VOLUNTARY DISMISSAL: PLEASE TAKE NOTICE THAT, pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i), plaintiff Roberto Faller hereby voluntarily dismisses his complaint without prejudice against all defendants in light of the prior pending related securities fraud class action California Public Employees' Retirement System v. UnitedHealth Group Inc., No. 0:24-cv-1743-JMB-DTS (D. Minn.) in which CalPERS has already been appointed Lead Plaintiff pursuant to the Private Securities Litigation Reform Act of 1995. A class has not been certified in this action and no defendant in this action has served an answer or motion for summary judgment. Neither Mr. Faller nor his attorneys have received or will receive any consideration for this dismissal. Each party is to bear their own costs and fees. So Ordered. Andrew Witty, John Rex and UnitedHealth Group Incorporated terminated. (Signed by Judge Alvin K. Hellerstein on 5/29/2025) (vfr)
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misc Notice to Court Regarding Voluntary Dismissal Thu 05/29 1:47 PM
***NOTICE TO COURT REGARDING NOTICE OF VOLUNTARY DISMISSAL Document No. 10 Notice of Voluntary Dismissal was reviewed and referred to Judge Alvin K. Hellerstein for approval for the following reason(s): the plaintiff(s) filed their voluntary dismissal and it did not dismiss all of the parties or the action in its entirety. (km)
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Wednesday, May 28, 2025
10 10 notice Notice of Voluntary Dismissal Wed 05/28 9:48 AM
NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) John Rex, UnitedHealth Group Incorporated, Andrew Witty. Document filed by Roberto Faller. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers). ..(Kim, Phillip)
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Monday, May 19, 2025
misc Notice to Court Regarding Proposed Order Mon 05/19 11:58 AM
***NOTICE TO COURT REGARDING PROPOSED ORDER. Document No. 9 Proposed Order was reviewed and approved as to form. (tp)
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Friday, May 16, 2025
9 9 misc Proposed Order Fri 05/16 6:06 PM
PROPOSED ORDER. Document filed by California Public Employees' Retirement System. Related Document Number:7 ..(Mandel, Noam)
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8 8 24 pgs respm Memorandum of Law in Support of Motion Fri 05/16 6:05 PM
MEMORANDUM OF LAW in Support re:7 MOTION to Intervene in Order to Transfer Case and Vacate Lead Plaintiff Deadline . . Document filed by California Public Employees' Retirement System..(Mandel, Noam)
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Att: 1 Exhibit 1 - Rosen 7/14/24 Press Release
7 7 motion Intervene Fri 05/16 6:03 PM
MOTION to Intervene in Order to Transfer Case and Vacate Lead Plaintiff Deadline . Document filed by California Public Employees' Retirement System..(Mandel, Noam)
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6 6 notice Notice of Appearance Fri 05/16 6:01 PM
NOTICE OF APPEARANCE by Noam Noah Mandel on behalf of California Public Employees' Retirement System..(Mandel, Noam)
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Wednesday, May 14, 2025
5 5 21 pgs cmp Amended Complaint Wed 05/14 3:18 PM
AMENDED COMPLAINT amending1 Complaint against John Rex, UnitedHealth Group Incorporated, Andrew Witty with JURY DEMAND.Document filed by Roberto Faller. Related document:1 Complaint..(Kim, Phillip)
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Thursday, May 08, 2025
4 4 service Summons Issued Thu 05/08 12:10 PM
ELECTRONIC SUMMONS ISSUED as to John Rex, UnitedHealth Group Incorporated, Andrew Witty. (vf)
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notice Case Opening Initial Assignment Notice Thu 05/08 11:54 AM
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Alvin K. Hellerstein. Please download and review the Individual Practices of the assigned District Judge, located at[LINK:https://nysd.uscourts.gov/judges/district-judges] . Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at[LINK:https://nysd.uscourts.gov/rules/ecf-related-instructions] ..(vf)
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utility Case Designation Thu 05/08 11:54 AM
Magistrate Judge Sarah Netburn is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link:[LINK:https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf] . (vf)
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utility Case Designated ECF Thu 05/08 11:55 AM
Case Designated ECF. (vf)
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Wednesday, May 07, 2025
3 3 service Request for Issuance of Summons Wed 05/07 12:22 PM
REQUEST FOR ISSUANCE OF SUMMONS as to UnitedHealth Group Incorporated, Andrew Witty, and John Rex, re:1 Complaint. Document filed by Roberto Faller..(Kim, Phillip)
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2 2 misc Civil Cover Sheet Wed 05/07 12:19 PM
CIVIL COVER SHEET filed..(Kim, Phillip)
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1 1 20 pgs cmp Complaint Wed 05/07 12:16 PM
COMPLAINT against John Rex, UnitedHealth Group Incorporated, Andrew Witty. (Filing Fee $ 405.00, Receipt Number ANYSDC-31045015)Document filed by Roberto Faller..(Kim, Phillip)
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Att: 1 Exhibit PSLRA Certification