Raymond J. Lucia Companies, In, et al v. SEC
| D.C. Circuit U.S. Court of Appeals | |
| Case #: | 0:15-rev-01345 |
| Type | petition for review / review |
| Case Filed: | Oct 05, 2015 |
| Terminated: | Aug 15, 2018 |
| Last checked: Friday Dec 01, 2017 2:23 PM EST |
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Amicus Curiae
Cato Institute
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Amicus Curiae
Chamber of Commerce of the United States of America
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Amicus Curiae for Petitioner
Mark Cuban
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Amicus Curiae for Petitioner
Ironbridge Global IV, Ltd.
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Amicus Curiae for Petitioner
Ironbridge Global Partners, LLC
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Amicus Curiae for Petitioner
The Tennessee Walking Horse National Celebration
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Amicus Curiae for Petitioner
RD Legal Capitol, LLC
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Amicus Curiae for Petitioner
Show Inc.
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Amicus Curiae for Petitioner
Roni Dersovitz
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Petitioner
Raymond J. Lucia Companies, Inc.
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Petitioner
Raymond J. Lucia
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Respondent
Securities and Exchange Commission
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GPO
Aug 09 2016
OPINION [1629279] filed (Pages: 31) for the Court by Judge Rogers. [15-1345] |
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GPO
Jun 26 2017
PER CURIAM JUDGMENT [1681303] filed (without memorandum) that the petition for review is denied by an equally divided court. Before Judges: Garland,* Henderson, Rogers, Tatel, Brown, Griffith, Kavanaugh, Srinivasan, Millett, Pillard and Wilkins. (Chief Judge Garland did not participate in this matter) [15-1345] |
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GPO
Aug 15 2018
PER CURIAM JUDGMENT [1745723] filed (without memorandum) , on the courtâ??s own motion, that the judgment filed June 26, 2017, be vacated. It is FURTHER ORDERED that the petition for review be granted, the Commissions decision and order be set aside, and this case be remanded to the agency for a new hearing either before another Administrative Law Judge or before the Commission, in accordance with Lucia v. SEC, The Clerk is directed to issue the mandate forthwith. Before Judges: Garland*, Henderson, Rogers, Tatel, Griffith, Kavanaugh*, Srinivasan, Millett, Pillard, Wilkins and Katsas*. [15-1345] (Chief Judge Garland and Circuit Judges Kavanaugh and Katsas did not participate in this matter) |
| 1. | SEC Changes Hiring Process for In-House Judges to Address Legal Concerns (wsj.com) |
| Submitted Fri 12/01/2017 | |
| Docket last updated: 12/01/2017 2:23 PM EST |
| Monday, October 05, 2015 | ||
| PETITION FOR REVIEW CASE docketed. 15-1345 | ||
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PETITION FOR REVIEW [1576982] filed by Raymond J. Lucia and Raymond J. Lucia Companies, Inc. of a decision by federal agency [Service Date: 10/05/2015] Disclosure Statement: Attached; Certificate of Parties: Not Applicable to this Filing. 15-1345
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